Executive Summary

  • One-to-one mapping between prudential requirements (EU/US) and DCM technical controls.
  • Drastic reduction of internal audit time via automated "Regulatory Scorecards".
  • Native support for DORA, MiCA, Basel III (BCBS 239), and SR 11-7.

Why this matters for a CRO

"The greatest risk of institutional DLT is the information asymmetry between IT and Compliance. This Mapping Engine reintroduces direct Line 2 supervision over distributed infrastructures."

Supervisory Guidance Aligned

Regulatory
Mapping Engine.

Compliance for modern financial infrastructure cannot be improvised. Here is how our OS natively translates prudential regulator requirements into auditable technical features.

Strategic Note: DCM Digital facilitates the documentation and management of the following regulatory requirements. The tool provides the audit substrate (Audit Trail) to allow Compliance teams (Line 2) to certify internal compliance.
DORA
Digital Operational Resilience Act (EU 2022/2554)
ICT Risk

Regulatory Requirement (Art. 11 & 12)

« Financial entities [...] shall deploy appropriate and comprehensive ICT security solutions and mechanisms [...] to minimize the consequences of ICT risk and ensure continuity of operation. »
Consult DORA text (EUR-Lex)

DCM Functional Mapping

ICT Dependency Mapping: The DCM OS maps in real-time incidents affecting SWIAT or Canton and immediately models the contagion impact on liquidity (Simulation Engine).
BASEL III
Operational Risk Capital Calibration (BCBS 239)
Capital Buffer

Regulatory Requirement (BCBS 239)

« A bank’s risk data aggregation capabilities [...] should be able to generate accurate and reliable risk data. »
BCBS 239 Principles (BIS)

DCM Functional Mapping

Deterministic Risk Overlays: Our algorithms translate deterministic failure (On-Chain Downtime) into a "Risk Score" penalty, providing the risk committee with a calculable proxy to adjust their capital buffers.
SR 11-7
Supervisory Guidance on Model Risk Management (MRM)
Model Gov

Regulatory Requirement (SR 11-7)

« Effective model risk management entails robust model development, implementation, and use; effective validation; and sound governance, policies, and controls. »
SR 11-7 Guidance (FED)

DCM Functional Mapping

MRM Validator Framework: The OS isolates the Backtesting layer from the decision-making layer. Each weighting update generates a reviewable cryptographic diff ("Version Control") aimed at ensuring SR 11-7 compliance.
ECB ICT
ECB Guide on assessment of ICT and security risks
Data Integrity

Regulatory Requirement

« Institutions should implement [...] measures to ensure data integrity. These measures should encompass the prevention and detection of unauthorised modification or deletion of data. »
Guide on assessment of ICT risks (ECB)

DCM Functional Mapping

AI Zero-Hallucination Core: Using Active Directory log-chaining (SHA-256) embedded within AI Copilot insights mathematically guarantees an irrefutable audit trail for ECB inspectors.
MiCA
Markets in Crypto-Assets Regulation (EU 2023/1114)
Governance

Regulatory Requirement (Art. 14)

« Issuers [...] shall have robust governance arrangements, which include [...] a clear organisational structure with well-defined, transparent and consistent lines of responsibility. »
Consult MiCA text (EUR-Lex)

DCM Functional Mapping

Governance Automation: DCM provides the technical infrastructure to enforce MiCA's governance requirements via immutable record-keeping and automated reporting for crypto-asset issuers.
ECB REFS. DORA READY BASEL III MiCA COMPLIANT

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